Insurance Authority Guidelines (EN)

HK.IA.guidelines_en

來源路徑: HK / IA / guidelines_en

同監管機構其它來源: codes_en codes_tc conduct_in_focus_en conduct_in_focus_tc explanatory_notes_en explanatory_notes_tc guidelines_tc

Upstream

最近一次同步 success dl:1 fail:0 skip:0 disc:65 mp:2 ps:20 n:1

開始: 2026-04-07T07:28:44.977524+00:00 · 結束: 2026-04-07T07:28:49.389893+00:00

文件數: 65 已下載(成功): 11 缺漏: 54

這頁面列出的是「已發現的 documents metadata」；只有跑過 `sync --download` 的文件才會出現 artifact 與下載連結。

Quick actions（常用操作）

會建立 run 並跳轉到 run detail（可即時看進度）。建議先小量驗證，再逐步放大到 1000+。

在前端觸發同步（後台會跑）

Presets（建議流程）

建議先用 10-sample 快速驗證（解析/下載/驗證），再拉到 200/1000+；大批量下載請勾選確認。

CLI（下載更多文件）

cd /srv/reg-download

PYTHONPATH=app ./.venv/bin/python -m reg_download sync --source HK.IA.guidelines_en --max-pages 1

PYTHONPATH=app ./.venv/bin/python -m reg_download sync --source HK.IA.guidelines_en --max-pages 10 --limit 200 --download --only-missing

提示：先用小的 `--max-pages`/`--limit` 驗證 connector 解析正確，再逐步放大到 1000+（避免一次打爆 upstream / 也更容易定位錯誤）。

Runs history（同步歷史）

Run ID	狀態	開始	結束	參數	統計	錯誤	操作
`227`	success	2026-04-07T07:28:44.977524+00:00	2026-04-07T07:28:49.389893+00:00	`mp:2 ps:20 n:1`	`dl:1 fail:0 skip:0 disc:65`	—	—
`190`	success	2026-03-26T07:13:34.695419+00:00	2026-03-26T07:13:37.202344+00:00	`mp:2 ps:20 n:1`	`dl:1 fail:0 skip:0 disc:65`	—	—
`129`	success	2026-03-17T09:43:18.367590+00:00	2026-03-17T09:43:22.614093+00:00	`mp:1 ps:20 lim:1 dl:1 miss:1 force:0`	`dl:1 fail:0 skip:10 disc:65`	—	—
`111`	success	2026-03-17T09:30:09.470499+00:00	2026-03-17T09:30:33.280290+00:00	`mp:1 ps:200 lim:10 dl:1 miss:1 force:0`	`dl:10 fail:0 skip:0 disc:65`	—	—

顯示 1-65 (limit=200, offset=0)

Documents

Title	Classification	Published	Upstream	External ID	Last Artifact
Interpretation Notes	—		page	`/en/legislative_framework/files/Interpretation_Notes_Various_Guidelines.pdf`	未下載（從未嘗試）
GL36: Guideline on Valuation and Capital Requirements	—		page	`/en/legislative_framework/files/GL36_EN.pdf`	未下載（從未嘗試）
GL35: Guideline on Actuary’s Report of Investigation in respect of Long Term Business	—		page	`/en/legislative_framework/files/GL35_EN.pdf`	未下載（從未嘗試）
GL34: Guideline on Establishment and Maintenance of Fund(s) in respect of Participating Business (effective until 30 March 2026)	—		page	`/en/legislative_framework/files/GL34.pdf`	未下載（從未嘗試）
GL34: Guideline on Governance and Management of Fund(s) of Participating Business (effective from 31 March 2026)	—		page	`/en/legislative_framework/files/GL34_2026_EN.pdf`	未下載（從未嘗試）
GL33: Guideline on Application for Authorization to Carry on Special Purpose Business	—		page	`/en/legislative_framework/files/GL33EN.pdf`	未下載（從未嘗試）
Interpretation Notes for Module C *	—		page	`/en/legislative_framework/files/GL32_Module_C_Interpretation_Notes.pdf`	未下載（從未嘗試）
GL32: Guideline on Group Supervision *	—		page	`/en/legislative_framework/files/GL32_Eng_05072024.pdf`	未下載（從未嘗試）
Frequently Asked Questions	—		page	`/en/legislative_framework/files/FAQ_GL31_20200923.pdf`	未下載（從未嘗試）
GL31: Guideline on Medical Insurance Business	—		page	`/en/legislative_framework/files/GL31.pdf`	未下載（從未嘗試）
Interpretation Notes	—		page	`/en/legislative_framework/files/Interpretation_Notes_to_GL30..pdf`	未下載（從未嘗試）
GL30: Guideline on Financial Needs Analysis	—		page	`/en/legislative_framework/files/GL30.pdf`	未下載（從未嘗試）
Interpretation Notes	—		page	`/en/legislative_framework/files/Interpretation_Notes_to_GL29.pdf`	未下載（從未嘗試）
GL29: Guideline on Cooling-off Period	—		page	`/en/legislative_framework/files/GL29.pdf`	未下載（從未嘗試）
Interpretation Notes	—		page	`/en/legislative_framework/files/Interpretation_Notes_to_GL28.pdf`	未下載（從未嘗試）
GL28: Guideline on Benefit Illustrations for Long Term Insurance Policies	—		page	`/en/legislative_framework/files/GL28.pdf`	未下載（從未嘗試）
Interpretation Notes	—		page	`/en/legislative_framework/files/Interpretation_Notes_to_GL27.pdf`	未下載（從未嘗試）
GL27: Guideline on Long Term Insurance Policy Replacement	—		page	`/en/legislative_framework/files/GL27.pdf`	未下載（從未嘗試）
Appendix 1 - Important Facts Statement and Applicant’s Declarations	—		page	`/en/legislative_framework/files/Appendix_1_Important_Facts_Statement_and_Applicants_Declarations_20211228.docx`	未下載（從未嘗試）
Interpretation Notes	—		page	`/en/legislative_framework/files/GL26_InterpretationNotes.pdf`	未下載（從未嘗試）
GL26: Guideline on Sale of Investment-Linked Assurance Scheme (“ILAS”) Products	—		page	`/en/legislative_framework/files/GL26.pdf`	未下載（從未嘗試）
Interpretation Notes	—		page	`/en/legislative_framework/files/Interpretation_Notes_to_GL25.pdf`	未下載（從未嘗試）
GL25: Guideline on Offering of Gifts	—		page	`/en/legislative_framework/files/GL25.pdf`	未下載（從未嘗試）
Requirements applicable to E-learning Activities	—		page	`/en/legislative_framework/files/requirements_applicable_to_E-learning_Activities_eng.pdf`	未下載（從未嘗試）
Guide to prepare Section 84 Agreement for Non-compliance with Continuing Professional Development (“CPD”) Requirements	—		page	`/en/legislative_framework/files/Guide_to_prepare_Section_84_Agreement_Eng.pdf`	未下載（從未嘗試）
Annex C - Frequently Asked Questions on Continuing Professional Development (“CPD”) Issues	—		page	`/en/legislative_framework/files/Annex_C_FAQ_Eng.pdf`	未下載（從未嘗試）
Annex B - Section 84 Agreement	—		page	`/en/legislative_framework/files/Annex_B_Section_84_Agreement_Eng.pdf`	未下載（從未嘗試）
Annex A - Disciplinary Approach for Non-compliance with CPD Requirements	—		page	`/en/legislative_framework/files/Annex_A_Disciplinary_approach_Eng.pdf`	未下載（從未嘗試）
Interpretation Notes	—		page	`/en/legislative_framework/files/Interpretation_Notes_2023_Eng.pdf`	未下載（從未嘗試）
GL24: Guideline on Continuing Professional Development for Licensed Insurance Intermediaries	—		page	`/en/legislative_framework/files/GL24_2025_ENG.pdf`	未下載（從未嘗試）
Newly added qualification(s) for the purpose of exemption from the Insurance Intermediaries Qualifying Examination (“IIQE”) Papers	—		page	`/en/legislative_framework/files/Newly_added_qualification_IIQE_exemption_ver2021_Eng.pdf`	未下載（從未嘗試）
List of Acceptable Insurance Qualifications	—		page	`/en/legislative_framework/files/Aug_2022_Insurance_Qualifications_Eng.pdf`	未下載（從未嘗試）
GL23: Guideline on "Fit and Proper" Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap. 41)	—		page	`/en/legislative_framework/files/GL23.pdf`	未下載（從未嘗試）
GL22: Guideline on Exercising Power to Impose Pecuniary Penalty in Respect of Regulated Persons under the Insurance Ordinance (Cap. 41)	—		page	`/en/legislative_framework/files/GL22.pdf`	未下載（從未嘗試）
Key Observations from the First ORSA Reports	—		page	`/en/legislative_framework/files/Key_Observations_from_the_First_ORSA_Reports.pdf`	未下載（從未嘗試）
Prescribed Scenarios for the stress and scenario testing to be used by authorized insurers carrying on long term insurance business for the purpose of Own Risk Solvency Assessment Report	—		page	`/en/legislative_framework/files/GL21_LT_SST_20211224.pdf`	未下載（從未嘗試）
Prescribed Scenarios for the stress and scenario testing to be used by authorized insurers carrying on general insurance business for the purpose of Own Risk Solvency Assessment Report	—		page	`/en/legislative_framework/files/GL21_GI_SST_20200113.pdf`	未下載（從未嘗試）
GL21: Guideline on Enterprise Risk Management *	—		page	`/en/legislative_framework/files/GL21.pdf`	未下載（從未嘗試）
Cybersecurity Maturity Assessment Template	—		page	`/en/legislative_framework/files/IA_GL20_Cybersecurity_Maturity_Assessment_template.xlsx`	未下載（從未嘗試）
Inherent Risk Rating Assessment Template	—		page	`/en/legislative_framework/files/IA_GL20_Inherent_Risk_Rating_Assessment_template.xlsx`	未下載（從未嘗試）
Frequently Asked Questions	—		page	`/en/legislative_framework/files/FAQ_GL20.pdf`	未下載（從未嘗試）
GL20: Guideline on Cybersecurity	—		page	`/en/legislative_framework/files/GL20_Eng.pdf`	未下載（從未嘗試）
GL19: Guideline on Qualifying Deferred Annuity Policy	—		page	`/en/legislative_framework/files/GL19.pdf`	未下載（從未嘗試）
GL18: Guideline on Exercising Power to Impose Pecuniary Penalty in respect of Authorised Insurers under the Insurance Ordinance (Cap, 41)	—		page	`/en/legislative_framework/files/GL18.pdf`	未下載（從未嘗試）
GL17: Guideline on Reinsurance *	—		page	`/en/legislative_framework/files/GL17.pdf`	未下載（從未嘗試）
Interpretation Notes	—		page	`/en/legislative_framework/files/Interpretation_Notes_GL16.pdf`	未下載（從未嘗試）
Questions and Answers on “Guideline on Underwriting Long Term Insurance Business (other than Class C Business)” (“GL16”)	—		page	`/en/legislative_framework/files/Q&A-gn16.pdf`	未下載（從未嘗試）
GL16: Guideline on Underwriting Long Term Insurance Business (other than Class C Business) (effective until 30 March 2026)	—		page	`/en/legislative_framework/files/GL16_20240101_EN.pdf`	未下載（從未嘗試）
GL16: Guideline on Underwriting Long Term Insurance Business (other than Class C Business) (effective from 31 March 2026)	—		page	`/en/legislative_framework/files/GL16_2026_EN.pdf`	未下載（從未嘗試）
Appendix 3 - Supplementary Sheet of Benefit Illustration Statement	—		page	`/en/legislative_framework/files/Appendix_3_Supplementary_Sheet_of_Benefit_Illustration_Statement.docx`	未下載（從未嘗試）
Note on the Green Light Process for Assessment of Investment-Linked Assurance Scheme (“ILAS”) Products against Standards in Guideline on Underwriting Class C Business (GL15)	—		page	`/en/legislative_framework/files/Note_GL15_20211228.pdf`	未下載（從未嘗試）
GL15: Guideline on Underwriting Class C Business	—		page	`/en/legislative_framework/files/GL15.pdf`	未下載（從未嘗試）
Questions and Answers on “Guideline on Outsourcing” (“GL14”)	—		page	`/en/legislative_framework/files/QAs_GL14_2020623.pdf`	未下載（從未嘗試）
GL14: Guideline on Outsourcing *	—		page	`/en/legislative_framework/files/GL14.pdf`	未下載（從未嘗試）
GL13: Guideline on Asset Management by Authorized Insurers *	—		page	`/en/legislative_framework/files/GL13.pdf`	success download retrieved: `2026-03-17T09:43:19.645305+00:00` PDF application/pdf 349.9 KB sha256: `4f7894e75a6f` download url
GL12: Guideline on Reinsurance with Related Companies	—		page	`/en/legislative_framework/files/GL12.pdf`	success download retrieved: `2026-03-17T09:30:30.626438+00:00` PDF application/pdf 310.6 KB sha256: `0b6d89a79d07` download url
GL11: Guideline on Classification of Class C - Linked Long Term Business	—		page	`/en/legislative_framework/files/GL11.pdf`	success download retrieved: `2026-03-17T09:30:27.131857+00:00` PDF application/pdf 355.8 KB sha256: `0c6e368ea621` download url
GL10: Guideline on the Corporate Governance of Authorized Insurers *	—		page	`/en/legislative_framework/files/GL10.pdf`	success download retrieved: `2026-03-17T09:30:24.266753+00:00` PDF application/pdf 586.0 KB sha256: `888acac50229` download url
GL9: Guideline on Actuarial Review of Insurance Liabilities in respect of General Business *	—		page	`/en/legislative_framework/files/GL9_2024.pdf`	success download retrieved: `2026-03-17T09:30:22.339287+00:00` PDF application/pdf 209.9 KB sha256: `13c9effefa3a` download url
GL8: Guideline on the Use of Internet for Insurance Activities	—		page	`/en/legislative_framework/files/GL8.pdf`	success download retrieved: `2026-03-17T09:30:19.681737+00:00` PDF application/pdf 370.3 KB sha256: `15ec104bad1a` download url
GL6: Guideline on Reserving for Mortgage Guarantee Business	—		page	`/en/legislative_framework/files/GL6.pdf`	success download retrieved: `2026-03-17T09:30:17.223217+00:00` PDF application/pdf 220.2 KB sha256: `d3049c388709` download url
GL4: Guideline on "Fit and Proper" Criteria in relation to Authorized Insurers under the Insurance Ordinance (Cap. 41)	—		page	`/en/legislative_framework/files/GL4_2024ENG.pdf`	success download retrieved: `2026-03-17T09:30:13.129835+00:00` PDF application/pdf 208.7 KB sha256: `ad9472df2ab2` download url
GL3A: Guideline on Exercising Power to Impose Pecuniary Penalty in respect of Anti-Money Laundering and Counter-Terrorist Financing	—		page	`/en/legislative_framework/files/GL3A.pdf`	success download retrieved: `2026-03-17T09:30:10.901363+00:00` PDF application/pdf 571.2 KB sha256: `8f5bcb1a50ba` download url
GL3: Guideline on Anti-Money Laundering and Counter-Terrorist Financing	—		page	`/en/legislative_framework/files/GL3_ENG_202505.pdf`	success download retrieved: `2026-03-17T09:30:10.858675+00:00` PDF application/pdf 585.9 KB sha256: `8327e08df5d3` download url
GL5: Guideline on Application for Authorization to Carry on Insurance Business in or from Hong Kong *	—	2022-06-30T00:00:00+00:00	page	`/en/legislative_framework/files/GL5.Eng.30.6.2022.v1.pdf`	success download retrieved: `2026-03-17T09:30:14.913747+00:00` PDF application/pdf 317.7 KB sha256: `adf099f8ede7` download url

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