Insurance Authority Guidelines (EN)

HK.IA.guidelines_en

Source path: HK / IA / guidelines_en

Related sources: codes_en codes_tc conduct_in_focus_en conduct_in_focus_tc explanatory_notes_en explanatory_notes_tc guidelines_tc

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Started: 2026-04-07T07:28:44.977524+00:00 · Finished: 2026-04-07T07:28:49.389893+00:00

documents: 65 downloaded(success): 11 missing: 54

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Runs history

Run ID	Status	Started	Finished	Params	Stats	Error	Action
`227`	success	2026-04-07T07:28:44.977524+00:00	2026-04-07T07:28:49.389893+00:00	`mp:2 ps:20 n:1`	`dl:1 fail:0 skip:0 disc:65`	—	—
`190`	success	2026-03-26T07:13:34.695419+00:00	2026-03-26T07:13:37.202344+00:00	`mp:2 ps:20 n:1`	`dl:1 fail:0 skip:0 disc:65`	—	—
`129`	success	2026-03-17T09:43:18.367590+00:00	2026-03-17T09:43:22.614093+00:00	`mp:1 ps:20 lim:1 dl:1 miss:1 force:0`	`dl:1 fail:0 skip:10 disc:65`	—	—
`111`	success	2026-03-17T09:30:09.470499+00:00	2026-03-17T09:30:33.280290+00:00	`mp:1 ps:200 lim:10 dl:1 miss:1 force:0`	`dl:10 fail:0 skip:0 disc:65`	—	—

showing 1-65 (limit=200, offset=0)

Documents

Title	Classification	Published	Upstream	External ID	Last Artifact
Interpretation Notes	—		page	`/en/legislative_framework/files/Interpretation_Notes_Various_Guidelines.pdf`	Missing (never attempted)
GL36: Guideline on Valuation and Capital Requirements	—		page	`/en/legislative_framework/files/GL36_EN.pdf`	Missing (never attempted)
GL35: Guideline on Actuary’s Report of Investigation in respect of Long Term Business	—		page	`/en/legislative_framework/files/GL35_EN.pdf`	Missing (never attempted)
GL34: Guideline on Establishment and Maintenance of Fund(s) in respect of Participating Business (effective until 30 March 2026)	—		page	`/en/legislative_framework/files/GL34.pdf`	Missing (never attempted)
GL34: Guideline on Governance and Management of Fund(s) of Participating Business (effective from 31 March 2026)	—		page	`/en/legislative_framework/files/GL34_2026_EN.pdf`	Missing (never attempted)
GL33: Guideline on Application for Authorization to Carry on Special Purpose Business	—		page	`/en/legislative_framework/files/GL33EN.pdf`	Missing (never attempted)
Interpretation Notes for Module C *	—		page	`/en/legislative_framework/files/GL32_Module_C_Interpretation_Notes.pdf`	Missing (never attempted)
GL32: Guideline on Group Supervision *	—		page	`/en/legislative_framework/files/GL32_Eng_05072024.pdf`	Missing (never attempted)
Frequently Asked Questions	—		page	`/en/legislative_framework/files/FAQ_GL31_20200923.pdf`	Missing (never attempted)
GL31: Guideline on Medical Insurance Business	—		page	`/en/legislative_framework/files/GL31.pdf`	Missing (never attempted)
Interpretation Notes	—		page	`/en/legislative_framework/files/Interpretation_Notes_to_GL30..pdf`	Missing (never attempted)
GL30: Guideline on Financial Needs Analysis	—		page	`/en/legislative_framework/files/GL30.pdf`	Missing (never attempted)
Interpretation Notes	—		page	`/en/legislative_framework/files/Interpretation_Notes_to_GL29.pdf`	Missing (never attempted)
GL29: Guideline on Cooling-off Period	—		page	`/en/legislative_framework/files/GL29.pdf`	Missing (never attempted)
Interpretation Notes	—		page	`/en/legislative_framework/files/Interpretation_Notes_to_GL28.pdf`	Missing (never attempted)
GL28: Guideline on Benefit Illustrations for Long Term Insurance Policies	—		page	`/en/legislative_framework/files/GL28.pdf`	Missing (never attempted)
Interpretation Notes	—		page	`/en/legislative_framework/files/Interpretation_Notes_to_GL27.pdf`	Missing (never attempted)
GL27: Guideline on Long Term Insurance Policy Replacement	—		page	`/en/legislative_framework/files/GL27.pdf`	Missing (never attempted)
Appendix 1 - Important Facts Statement and Applicant’s Declarations	—		page	`/en/legislative_framework/files/Appendix_1_Important_Facts_Statement_and_Applicants_Declarations_20211228.docx`	Missing (never attempted)
Interpretation Notes	—		page	`/en/legislative_framework/files/GL26_InterpretationNotes.pdf`	Missing (never attempted)
GL26: Guideline on Sale of Investment-Linked Assurance Scheme (“ILAS”) Products	—		page	`/en/legislative_framework/files/GL26.pdf`	Missing (never attempted)
Interpretation Notes	—		page	`/en/legislative_framework/files/Interpretation_Notes_to_GL25.pdf`	Missing (never attempted)
GL25: Guideline on Offering of Gifts	—		page	`/en/legislative_framework/files/GL25.pdf`	Missing (never attempted)
Requirements applicable to E-learning Activities	—		page	`/en/legislative_framework/files/requirements_applicable_to_E-learning_Activities_eng.pdf`	Missing (never attempted)
Guide to prepare Section 84 Agreement for Non-compliance with Continuing Professional Development (“CPD”) Requirements	—		page	`/en/legislative_framework/files/Guide_to_prepare_Section_84_Agreement_Eng.pdf`	Missing (never attempted)
Annex C - Frequently Asked Questions on Continuing Professional Development (“CPD”) Issues	—		page	`/en/legislative_framework/files/Annex_C_FAQ_Eng.pdf`	Missing (never attempted)
Annex B - Section 84 Agreement	—		page	`/en/legislative_framework/files/Annex_B_Section_84_Agreement_Eng.pdf`	Missing (never attempted)
Annex A - Disciplinary Approach for Non-compliance with CPD Requirements	—		page	`/en/legislative_framework/files/Annex_A_Disciplinary_approach_Eng.pdf`	Missing (never attempted)
Interpretation Notes	—		page	`/en/legislative_framework/files/Interpretation_Notes_2023_Eng.pdf`	Missing (never attempted)
GL24: Guideline on Continuing Professional Development for Licensed Insurance Intermediaries	—		page	`/en/legislative_framework/files/GL24_2025_ENG.pdf`	Missing (never attempted)
Newly added qualification(s) for the purpose of exemption from the Insurance Intermediaries Qualifying Examination (“IIQE”) Papers	—		page	`/en/legislative_framework/files/Newly_added_qualification_IIQE_exemption_ver2021_Eng.pdf`	Missing (never attempted)
List of Acceptable Insurance Qualifications	—		page	`/en/legislative_framework/files/Aug_2022_Insurance_Qualifications_Eng.pdf`	Missing (never attempted)
GL23: Guideline on "Fit and Proper" Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap. 41)	—		page	`/en/legislative_framework/files/GL23.pdf`	Missing (never attempted)
GL22: Guideline on Exercising Power to Impose Pecuniary Penalty in Respect of Regulated Persons under the Insurance Ordinance (Cap. 41)	—		page	`/en/legislative_framework/files/GL22.pdf`	Missing (never attempted)
Key Observations from the First ORSA Reports	—		page	`/en/legislative_framework/files/Key_Observations_from_the_First_ORSA_Reports.pdf`	Missing (never attempted)
Prescribed Scenarios for the stress and scenario testing to be used by authorized insurers carrying on long term insurance business for the purpose of Own Risk Solvency Assessment Report	—		page	`/en/legislative_framework/files/GL21_LT_SST_20211224.pdf`	Missing (never attempted)
Prescribed Scenarios for the stress and scenario testing to be used by authorized insurers carrying on general insurance business for the purpose of Own Risk Solvency Assessment Report	—		page	`/en/legislative_framework/files/GL21_GI_SST_20200113.pdf`	Missing (never attempted)
GL21: Guideline on Enterprise Risk Management *	—		page	`/en/legislative_framework/files/GL21.pdf`	Missing (never attempted)
Cybersecurity Maturity Assessment Template	—		page	`/en/legislative_framework/files/IA_GL20_Cybersecurity_Maturity_Assessment_template.xlsx`	Missing (never attempted)
Inherent Risk Rating Assessment Template	—		page	`/en/legislative_framework/files/IA_GL20_Inherent_Risk_Rating_Assessment_template.xlsx`	Missing (never attempted)
Frequently Asked Questions	—		page	`/en/legislative_framework/files/FAQ_GL20.pdf`	Missing (never attempted)
GL20: Guideline on Cybersecurity	—		page	`/en/legislative_framework/files/GL20_Eng.pdf`	Missing (never attempted)
GL19: Guideline on Qualifying Deferred Annuity Policy	—		page	`/en/legislative_framework/files/GL19.pdf`	Missing (never attempted)
GL18: Guideline on Exercising Power to Impose Pecuniary Penalty in respect of Authorised Insurers under the Insurance Ordinance (Cap, 41)	—		page	`/en/legislative_framework/files/GL18.pdf`	Missing (never attempted)
GL17: Guideline on Reinsurance *	—		page	`/en/legislative_framework/files/GL17.pdf`	Missing (never attempted)
Interpretation Notes	—		page	`/en/legislative_framework/files/Interpretation_Notes_GL16.pdf`	Missing (never attempted)
Questions and Answers on “Guideline on Underwriting Long Term Insurance Business (other than Class C Business)” (“GL16”)	—		page	`/en/legislative_framework/files/Q&A-gn16.pdf`	Missing (never attempted)
GL16: Guideline on Underwriting Long Term Insurance Business (other than Class C Business) (effective until 30 March 2026)	—		page	`/en/legislative_framework/files/GL16_20240101_EN.pdf`	Missing (never attempted)
GL16: Guideline on Underwriting Long Term Insurance Business (other than Class C Business) (effective from 31 March 2026)	—		page	`/en/legislative_framework/files/GL16_2026_EN.pdf`	Missing (never attempted)
Appendix 3 - Supplementary Sheet of Benefit Illustration Statement	—		page	`/en/legislative_framework/files/Appendix_3_Supplementary_Sheet_of_Benefit_Illustration_Statement.docx`	Missing (never attempted)
Note on the Green Light Process for Assessment of Investment-Linked Assurance Scheme (“ILAS”) Products against Standards in Guideline on Underwriting Class C Business (GL15)	—		page	`/en/legislative_framework/files/Note_GL15_20211228.pdf`	Missing (never attempted)
GL15: Guideline on Underwriting Class C Business	—		page	`/en/legislative_framework/files/GL15.pdf`	Missing (never attempted)
Questions and Answers on “Guideline on Outsourcing” (“GL14”)	—		page	`/en/legislative_framework/files/QAs_GL14_2020623.pdf`	Missing (never attempted)
GL14: Guideline on Outsourcing *	—		page	`/en/legislative_framework/files/GL14.pdf`	Missing (never attempted)
GL13: Guideline on Asset Management by Authorized Insurers *	—		page	`/en/legislative_framework/files/GL13.pdf`	success download retrieved: `2026-03-17T09:43:19.645305+00:00` PDF application/pdf 349.9 KB sha256: `4f7894e75a6f` download url
GL12: Guideline on Reinsurance with Related Companies	—		page	`/en/legislative_framework/files/GL12.pdf`	success download retrieved: `2026-03-17T09:30:30.626438+00:00` PDF application/pdf 310.6 KB sha256: `0b6d89a79d07` download url
GL11: Guideline on Classification of Class C - Linked Long Term Business	—		page	`/en/legislative_framework/files/GL11.pdf`	success download retrieved: `2026-03-17T09:30:27.131857+00:00` PDF application/pdf 355.8 KB sha256: `0c6e368ea621` download url
GL10: Guideline on the Corporate Governance of Authorized Insurers *	—		page	`/en/legislative_framework/files/GL10.pdf`	success download retrieved: `2026-03-17T09:30:24.266753+00:00` PDF application/pdf 586.0 KB sha256: `888acac50229` download url
GL9: Guideline on Actuarial Review of Insurance Liabilities in respect of General Business *	—		page	`/en/legislative_framework/files/GL9_2024.pdf`	success download retrieved: `2026-03-17T09:30:22.339287+00:00` PDF application/pdf 209.9 KB sha256: `13c9effefa3a` download url
GL8: Guideline on the Use of Internet for Insurance Activities	—		page	`/en/legislative_framework/files/GL8.pdf`	success download retrieved: `2026-03-17T09:30:19.681737+00:00` PDF application/pdf 370.3 KB sha256: `15ec104bad1a` download url
GL6: Guideline on Reserving for Mortgage Guarantee Business	—		page	`/en/legislative_framework/files/GL6.pdf`	success download retrieved: `2026-03-17T09:30:17.223217+00:00` PDF application/pdf 220.2 KB sha256: `d3049c388709` download url
GL4: Guideline on "Fit and Proper" Criteria in relation to Authorized Insurers under the Insurance Ordinance (Cap. 41)	—		page	`/en/legislative_framework/files/GL4_2024ENG.pdf`	success download retrieved: `2026-03-17T09:30:13.129835+00:00` PDF application/pdf 208.7 KB sha256: `ad9472df2ab2` download url
GL3A: Guideline on Exercising Power to Impose Pecuniary Penalty in respect of Anti-Money Laundering and Counter-Terrorist Financing	—		page	`/en/legislative_framework/files/GL3A.pdf`	success download retrieved: `2026-03-17T09:30:10.901363+00:00` PDF application/pdf 571.2 KB sha256: `8f5bcb1a50ba` download url
GL3: Guideline on Anti-Money Laundering and Counter-Terrorist Financing	—		page	`/en/legislative_framework/files/GL3_ENG_202505.pdf`	success download retrieved: `2026-03-17T09:30:10.858675+00:00` PDF application/pdf 585.9 KB sha256: `8327e08df5d3` download url
GL5: Guideline on Application for Authorization to Carry on Insurance Business in or from Hong Kong *	—	2022-06-30T00:00:00+00:00	page	`/en/legislative_framework/files/GL5.Eng.30.6.2022.v1.pdf`	success download retrieved: `2026-03-17T09:30:14.913747+00:00` PDF application/pdf 317.7 KB sha256: `adf099f8ede7` download url

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