MAS Regulations & Guidance - Financial Adviser (RNG)
SG.MAS.financial_adviser
來源路徑:
SG /
MAS /
financial_adviser
最近一次同步
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dl:1 fail:0 skip:0 disc:63
mp:2 ps:20 n:1
開始: 2026-04-07T07:29:52.049144+00:00
· 結束: 2026-04-07T07:30:37.827543+00:00
文件數: 59
已下載(成功): 22
缺漏: 37
這頁面列出的是「已發現的 documents metadata」；只有跑過 `sync --download` 的文件才會出現 artifact 與下載連結。
Quick actions（常用操作）
會建立 run 並跳轉到 run detail（可即時看進度）。建議先小量驗證，再逐步放大到 1000+。
篩選 / 搜尋（MAS entity/content type）
編輯篩選條件
在前端觸發同步（後台會跑）
Presets（建議流程）
建議先用 10-sample 快速驗證（解析/下載/驗證），再拉到 200/1000+；大批量下載請勾選確認。
CLI（下載更多文件）
cd /srv/reg-downloadPYTHONPATH=app ./.venv/bin/python -m reg_download sync --source SG.MAS.financial_adviser --max-pages 1PYTHONPATH=app ./.venv/bin/python -m reg_download sync --source SG.MAS.financial_adviser --max-pages 10 --limit 200 --download --only-missing
提示：先用小的 `--max-pages`/`--limit` 驗證 connector 解析正確，再逐步放大到 1000+（避免一次打爆 upstream / 也更容易定位錯誤）。
Runs history（同步歷史）
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|---|---|---|---|---|---|---|---|
230
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success | 2026-04-07T07:29:52.049144+00:00 | 2026-04-07T07:30:37.827543+00:00 | mp:2 ps:20 n:1 |
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success | 2026-03-29T07:14:39.596283+00:00 | 2026-03-29T07:15:25.913688+00:00 | mp:2 ps:20 n:1 |
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140
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success | 2026-03-17T13:22:25.770016+00:00 | 2026-03-17T13:22:58.378763+00:00 | mp:1 ps:20 lim:1 dl:1 miss:1 force:0 |
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137
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success | 2026-03-17T12:18:15.742669+00:00 | 2026-03-17T12:18:43.434800+00:00 | mp:1 ps:20 lim:1 dl:1 miss:1 force:0 |
dl:1 fail:0 skip:20 disc:56 |
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134
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success | 2026-03-17T12:04:49.371410+00:00 | 2026-03-17T12:05:34.455457+00:00 | mp:3 ps:10 lim:20 dl:1 miss:1 force:0 |
dl:20 fail:0 skip:0 disc:59 |
— | — |
顯示 1-59 (limit=200, offset=0)
Documents
| Title | Classification | Published | Upstream | External ID | Last Artifact |
|---|---|---|---|---|---|
|
Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Forms and Templates
|
2026-02-01T00:00:00+00:00 | page |
/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/risk-management/trs-circulars/fi-incident-reporting-template-v1.xlsx
|
success
download
sha256:
151656dc871e |
|
|
Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Notices
|
2025-12-30T14:30:00+00:00 | page |
/-/media/mas/notices/pdf/notice-508-reporting-of-misconduct-of-broking-staff-and-representatives.pdf
|
success
download
sha256:
474a3a36ff39 |
|
|
Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Circulars
|
2025-12-16T00:00:00+00:00 | page |
/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/risk-management/trs-circulars/mas-tcrs-2025-08-circular-on-financial-institution-incident-reporting.pdf
|
success
download
sha256:
bf3edfebc3b6 |
|
|
Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Monographs/Information Papers
|
2025-12-04T15:00:00+00:00 | page |
/-/media/mas-media-library/publications/monographs-or-information-paper/cmi1/2025/thematic-review-of-fis-recruitment-and-onboarding-training-of-representatives.pdf
|
success
download
sha256:
834bd2c98edb |
|
|
Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Guidelines
|
2025-09-25T11:50:00+00:00 | page |
/-/media/mas/regulations-and-financial-stability/regulations-guidance-and-licensing/financial-advisers/guidelines/guidelines-on-standards-of-conduct-for-digital-advertising-activities.pdf
|
success
download
sha256:
6c9877e9d4bb |
|
|
Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Guidelines
|
2025-05-30T16:57:04+00:00 | page |
/-/media/mas-media-library/regulation/guidelines/cmg/guidelines-on-fit-and-proper-criteria/fsgg01-guidelines-on-fit-and-proper-criteria-clean-version-last-revised-31-july-2024.pdf
|
success
download
sha256:
4cb13ef8d6cb |
|
|
Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Guidelines
|
2025-05-30T16:57:04+00:00 | page |
/-/media/mas-media-library/regulation/guidelines/cmg/guidelines-on-fit-and-proper-criteria/fsgg01-guidelines-on-fit-and-proper-criteria-revised-30-may-2025.pdf
|
success
download
sha256:
f66413a8b1de |
|
|
Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Guidelines
|
2025-05-30T16:57:04+00:00 | page |
/-/media/mas/regulations-and-financial-stability/regulations-guidance-and-licensing/financial-advisers/guidelines/1-july-2021-fsgg01-guidelines-on-fit-and-proper-criteria.pdf
|
success
download
sha256:
bf4bed07a35c |
|
|
Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Guidelines
|
2025-05-30T16:57:04+00:00 | page |
/-/media/mas/resource/legislation_guidelines/insurance/guidelines/17-jan-2012_fsg_g01-guidelines-on-fit-and-proper-criteria.pdf
|
success
download
sha256:
1b349731b5b9 |
|
|
Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Guidelines
|
2025-05-30T16:57:04+00:00 | page |
/-/media/mas/resource/legislation_guidelines/insurance/guidelines/26-nov-2010_fsg-g01-guidelines-on-fit-and-proper-criteria.pdf
|
success
download
sha256:
61885f7b9a71 |
|
|
Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Guidelines
|
2025-05-30T16:57:04+00:00 | page |
/-/media/mas/resource/legislation_guidelines/insurance/guidelines/3-sep-2015_fsg_g01-guidelines-on-fit-and-proper-criteria.pdf
|
success
download
sha256:
5fc09711cdfa |
|
|
Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Guidelines
|
2025-05-30T16:57:04+00:00 | page |
/-/media/mas/resource/legislation_guidelines/insurance/guidelines/fsg-g01-guidelines-on-fit-and-proper-criteria.pdf
|
success
download
sha256:
8ddd84be2617 |
|
|
Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Guidelines
|
2025-05-30T16:57:04+00:00 | page |
/-/media/mas/resource/legislation_guidelines/insurance/guidelines/guidelines-on-fit-and-proper-criteria-october-2018-guideline-no-fsgg01.pdf
|
success
download
sha256:
df81b7576656 |
|
|
Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Monographs/Information Papers
|
2025-04-01T16:00:00+00:00 | page |
/-/media/mas/publications/information-papers/information-paper-on-strengthening-advisory-and-sales-processes-for-lt-ah-policies.pdf
|
success
download
sha256:
3afe3677af92 |
|
|
Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Guidelines
|
2025-01-24T00:00:00+00:00 | page |
/-/media/mas-media-library/regulation/guidelines/bd/guidelines-on-outsourcing/guidelines-on-outsourcing--financial-institutions-other-than-banks-updated.pdf
|
success
download
sha256:
639e8456baf1 |
|
|
Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Guidelines
|
2025-01-24T00:00:00+00:00 | page |
/-/media/mas-media-library/regulation/guidelines/bd/guidelines-on-outsourcing/outsourcing-register-v1.xlsx
|
success
download
sha256:
d8493c6ff8cf |
|
|
Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Guidelines
|
2024-07-10T00:00:00+00:00 | page |
/-/media/mas-media-library/regulation/guidelines/bd/guidelines-on-risk-management-practices--internal-controls/guidelines-on-risk-management-practices--internal-control-jul-2014.pdf
|
success
download
sha256:
d61cc8291c9d |
|
|
Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Guidelines
|
2024-07-10T00:00:00+00:00 | page |
/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/risk-management/guidelines-on-risk-management-practices--internal-controls-july-2024.pdf
|
success
download
sha256:
8ede11a6fad5 |
|
|
Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Guidelines
|
2024-05-30T00:00:00+00:00 | page |
/-/media/mas-media-library/fair-dealing-guidelines-30-may-2024.pdf
|
success
download
sha256:
ecae018a1c6c |
|
|
Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Guidelines
|
2024-05-30T00:00:00+00:00 | page |
/-/media/mas-media-library/infographic---fair-dealing-guidelines.pdf
|
success
download
sha256:
0427ac1312f0 |
|
|
Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Guidelines
|
2022-06-06T00:00:00+00:00 | page |
/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/risk-management/bcm-guidelines/annexes-to-response-to-second-consultation-paper-on-bcm-guidelines.pdf
|
未下載（從未嘗試）
|
|
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Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Guidelines
|
2022-06-06T00:00:00+00:00 | page |
/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/risk-management/bcm-guidelines/guidelines-on-bcm-june-2022.pdf
|
success
download
sha256:
2e08dcf4fd8f |
|
|
Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Guidelines
|
2022-06-06T00:00:00+00:00 | page |
/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/risk-management/bcm-guidelines/response-to-feedback-received_bcmg-second-consultation-paper-2.pdf
|
success
download
sha256:
7e2d22345f5e |
|
|
Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Circulars
|
2022-03-22T13:49:45+00:00 | page |
/-/media/mas-media-library/regulation/circulars/id/id03_22/id03_22.pdf
|
未下載（從未嘗試）
|
|
|
Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Circulars
|
2022-02-08T00:00:00+00:00 | page |
/-/media/mas-media-library/regulation/circulars/amld/circular---non-face-to-face-customer-due-diligence-measures-1.pdf
|
未下載（從未嘗試）
|
|
|
Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Notices
|
2021-09-28T12:39:00+00:00 | page |
/-/media/mas-media-library/regulation/notices/id/notice-120/310522-mas-120-amdt-note-tracked-v3.pdf
|
未下載（從未嘗試）
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Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Notices
|
2021-09-28T12:39:00+00:00 | page |
/-/media/mas-media-library/regulation/notices/id/notice-120/310522-mas-120_revised-may-2022.pdf
|
未下載（從未嘗試）
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Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Notices
|
2021-09-28T12:39:00+00:00 | page |
/-/media/mas-media-library/regulation/notices/id/notice-120/amendment-note-to-mas-120-revised-28-sep-2021.pdf
|
未下載（從未嘗試）
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Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Notices
|
2021-09-28T12:39:00+00:00 | page |
/-/media/mas/regulations-and-financial-stability/regulations-guidance-and-licensing/insurance/regulations-guidance-and-licensing/notices/notices-to-all-insurers/amendment-note-to-mas-120-13-apr-2020-tracked.pdf
|
未下載（從未嘗試）
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Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Notices
|
2021-09-28T12:39:00+00:00 | page |
/-/media/mas/regulations-and-financial-stability/regulations-guidance-and-licensing/insurance/regulations-guidance-and-licensing/notices/notices-to-all-insurers/amendment-note-to-mas-120-sep-2020.pdf
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未下載（從未嘗試）
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Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Notices
|
2021-09-28T12:39:00+00:00 | page |
/-/media/mas/resource/legislation_guidelines/insurance/notices/mas-120-amendment-2015.pdf
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未下載（從未嘗試）
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Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Notices
|
2021-09-28T12:39:00+00:00 | page |
/-/media/mas/resource/legislation_guidelines/insurance/notices/mas-120_30-jan-2004.pdf
|
未下載（從未嘗試）
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Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Guidelines
|
2021-06-28T00:00:00+00:00 | page |
/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/risk-management/board-and-senior-mgmt_01-jul-2021.pdf
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未下載（從未嘗試）
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Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Guidelines
|
2021-01-18T08:00:00+00:00 | page |
/-/media/mas/news-and-publications/consultation-papers/annexes-to-response-to-consultation-paper_trm-guidelines-2021.pdf
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未下載（從未嘗試）
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Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Guidelines
|
2021-01-18T08:00:00+00:00 | page |
/-/media/mas/news-and-publications/consultation-papers/response-to-consultation-paper_trm-guidelines-2021.pdf
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未下載（從未嘗試）
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Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Guidelines
|
2021-01-18T08:00:00+00:00 | page |
/-/media/mas/news-and-publications/consultation-papers/response-to-consultation-paper_trm-notice.pdf
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未下載（從未嘗試）
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Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Guidelines
|
2021-01-18T08:00:00+00:00 | page |
/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/risk-management/trm-guidelines-18-january-2021.pdf
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未下載（從未嘗試）
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Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Guidelines
|
2020-09-10T09:00:00+00:00 | page |
/-/media/mas/mpi/guidelines/guidelines-on-individual-accountability-and-conduct.pdf
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未下載（從未嘗試）
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Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Guidelines
|
2020-09-10T09:00:00+00:00 | page |
/-/media/mas/mpi/guidelines/infographic-on-guidelines-on-individual-accountability-and-conduct.pdf
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未下載（從未嘗試）
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Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
FAQs
|
2020-04-16T17:55:00+00:00 | page |
/-/media/mas/regulations-and-financial-stability/regulations-guidance-and-licensing/financial-advisers/faq/faq---temporary-exemption-for-gi-examinations-and-cpd-april-2020.pdf
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未下載（從未嘗試）
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Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Notices
|
2020-04-16T15:27:00+00:00 | page |
/-/media/mas/notices/pdf/mas-117-amendment-issued-28-dec-2015.pdf
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未下載（從未嘗試）
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Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Notices
|
2020-04-16T15:27:00+00:00 | page |
/-/media/mas/notices/pdf/mas-117_26-jan-2004.pdf
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未下載（從未嘗試）
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Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Notices
|
2020-04-16T15:27:00+00:00 | page |
/-/media/mas/regulations-and-financial-stability/regulations-guidance-and-licensing/insurance/regulations-guidance-and-licensing/notices/notices-to-all-insurers/mas-notice-117-amendment-2020.pdf
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未下載（從未嘗試）
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Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Notices
|
2020-04-16T15:27:00+00:00 | page |
/-/media/mas/regulations-and-financial-stability/regulations-guidance-and-licensing/insurance/regulations-guidance-and-licensing/notices/notices-to-all-insurers/mas-notice-117-training-and-competency-requirement---health-insurance.pdf
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Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Notices
|
2020-04-16T15:27:00+00:00 | page |
/-/media/mas/resource/legislation_guidelines/insurance/notices/mas-117-amendment-2010_11-aug-2010.pdf
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未下載（從未嘗試）
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Entity type（實體類型）
Financial Adviser/Licensed Financial Adviser
Content type（內容類型）
Notices
|
2020-04-16T15:27:00+00:00 | page |
/-/media/mas/resource/legislation_guidelines/insurance/notices/mas-117-amendment-2010_26-nov-2010.pdf
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未下載（從未嘗試）
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Entity type（實體類型）
Financial Adviser/Exempt Financial Adviser
Content type（內容類型）
Guidance
|
2019-06-25T12:10:27+00:00 | page |
/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/anti_money-laundering_countering-the-financing-of-terrorism/effective-practices-to-detect-and-mitigate-the-risk-from-misuse-of-legal-persons-june-2019.pdf
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未下載（從未嘗試）
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Entity type（實體類型）
Financial Adviser/Exempt Financial Adviser
Content type（內容類型）
Guidance
|
2019-01-04T15:25:00+00:00 | page |
/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/anti_money-laundering_countering-the-financing-of-terrorism/guidance-to-capital-markets-intermediaries-on-enhancing-amlcft-frameworks-and-controls.pdf
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未下載（從未嘗試）
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Entity type（實體類型）
Financial Adviser/Exempt Financial Adviser
Content type（內容類型）
Guidance
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2019-01-04T15:25:00+00:00 | page |
/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/anti_money-laundering_countering-the-financing-of-terrorism/infographic.pdf
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Entity type（實體類型）
Financial Adviser/Exempt Financial Adviser Serving up to 30 Accredited Investors
Content type（內容類型）
External Publications
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2018-11-12T08:13:00+00:00 | page |
/-/media/mas/regulations-and-financial-stability/industry-perspectives--adopting-data-analytics-methods-for-amlcft.pdf
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Entity type（實體類型）
Financial Adviser/Exempt Financial Adviser Serving up to 30 Accredited Investors
Content type（內容類型）
Guidelines
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2018-10-05T00:00:00+00:00 | page |
/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/risk-management/outsourcing-guidelines_jul-2016-revised-on-5-oct-2018.pdf
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Entity type（實體類型）
Financial Adviser/Exempt Financial Adviser Serving up to 30 Accredited Investors
Content type（內容類型）
Guidelines
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2018-10-05T00:00:00+00:00 | page |
/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/risk-management/outsourcing-guidelines_jul-2016.pdf
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Entity type（實體類型）
Financial Adviser/Exempt Financial Adviser Serving up to 30 Accredited Investors
Content type（內容類型）
Guidelines
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2018-10-05T00:00:00+00:00 | page |
/-/media/mas/resource/legislation_guidelines/risk_mgt/outsourcing-guidelines.pdf
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Entity type（實體類型）
Financial Adviser/Exempt Financial Adviser Serving up to 30 Accredited Investors
Content type（內容類型）
Guidance
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2018-09-24T16:03:00+00:00 | page |
/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/anti_money-laundering_countering-the-financing-of-terrorism/guidance-for-effective-aml-cft-transaction-monitoring-controls.pdf
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Entity type（實體類型）
Financial Adviser/Exempt Financial Adviser Serving up to 30 Accredited Investors
Content type（內容類型）
Guidance
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2018-09-24T16:03:00+00:00 | page |
/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/anti_money-laundering_countering-the-financing-of-terrorism/infographic-on-effective-amlcft-transaction-monitoring-controls.pdf
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Entity type（實體類型）
Financial Adviser/Exempt Financial Adviser Serving up to 30 Accredited Investors
Content type（內容類型）
Circulars
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2018-01-08T20:00:00+00:00 | page |
/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/anti_money-laundering_countering-the-financing-of-terrorism/circular-on-myinfo-and-cdd-on-nftf-business-relations.pdf
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Entity type（實體類型）
Financial Adviser/Exempt Financial Adviser
Content type（內容類型）
Guidelines
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2016-12-23T08:00:00+00:00 | page |
/-/media/mas/regulations-and-financial-stability/regulations-guidance-and-licensing/securities-futures-and-fund-management/regulations-guidance-and-licensing/guidelines/guidelines-on-standards-of-conduct-for-marketing-and-distribution-activities.pdf
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Entity type（實體類型）
Financial Adviser/Exempt Financial Adviser Serving up to 30 Accredited Investors
Content type（內容類型）
Circulars
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2013-08-21T20:00:00+00:00 | page |
/-/media/mas/resource/legislation_guidelines/trust_companies/circulars/srd-tr-02-2013-mas-circular-cancellation-2013.pdf
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Entity type（實體類型）
Financial Adviser/Exempt Financial Adviser Serving up to 30 Accredited Investors
Content type（內容類型）
Guidelines
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2012-05-11T10:12:00+00:00 | page |
/-/media/mas/resource/legislation_guidelines/aml/guidelines-on-safeguarding-financial-system-integrity-against-risks-emanating-from-iran-11th-may.pdf
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