MAS Regulations & Guidance - Financial Adviser (RNG)

SG.MAS.financial_adviser

Source path: SG / MAS / financial_adviser

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documents: 59 downloaded(success): 22 missing: 37

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showing 1-59 (limit=200, offset=0)

Documents

Title	Classification	Published	Upstream	External ID	Last Artifact
Incident Reporting Template (65.8 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Forms and Templates	2026-02-01T00:00:00+00:00	page	`/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/risk-management/trs-circulars/fi-incident-reporting-template-v1.xlsx`	success download retrieved: `2026-03-17T12:05:29.468991+00:00` XLSX application/vnd.openxmlformats-officedocument.spreadsheetml.sheet 65.8 KB sha256: `151656dc871e` download url
Notice 508 Reporting of Misconduct of Broking Staff by Insurance Brokers and of Representatives by Accident and Health Insurance Intermediaries [To be effected on 1 January 2027] (240.9 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Notices	2025-12-30T14:30:00+00:00	page	`/-/media/mas/notices/pdf/notice-508-reporting-of-misconduct-of-broking-staff-and-representatives.pdf`	success download retrieved: `2026-03-17T12:05:29.667394+00:00` PDF application/pdf 240.9 KB sha256: `474a3a36ff39` download url
Circular On Financial Institution Incident Reporting (179 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Circulars	2025-12-16T00:00:00+00:00	page	`/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/risk-management/trs-circulars/mas-tcrs-2025-08-circular-on-financial-institution-incident-reporting.pdf`	success download retrieved: `2026-03-17T12:05:29.877096+00:00` PDF application/pdf 179.0 KB sha256: `bf3edfebc3b6` download url
Thematic review of Financial Institutions’ recruitment and onboarding training of representatives (379.6 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Monographs/Information Papers	2025-12-04T15:00:00+00:00	page	`/-/media/mas-media-library/publications/monographs-or-information-paper/cmi1/2025/thematic-review-of-fis-recruitment-and-onboarding-training-of-representatives.pdf`	success download retrieved: `2026-03-17T12:05:30.108386+00:00` PDF application/pdf 379.6 KB sha256: `834bd2c98edb` download url
Guidelines on Standards of Conduct for Digital Advertising Activities (455.6 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Guidelines	2025-09-25T11:50:00+00:00	page	`/-/media/mas/regulations-and-financial-stability/regulations-guidance-and-licensing/financial-advisers/guidelines/guidelines-on-standards-of-conduct-for-digital-advertising-activities.pdf`	success download retrieved: `2026-03-17T12:05:30.377806+00:00` PDF application/pdf 455.6 KB sha256: `6c9877e9d4bb` download url
This version takes effect on 31 July 2024 (252.6 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Guidelines	2025-05-30T16:57:04+00:00	page	`/-/media/mas-media-library/regulation/guidelines/cmg/guidelines-on-fit-and-proper-criteria/fsgg01-guidelines-on-fit-and-proper-criteria-clean-version-last-revised-31-july-2024.pdf`	success download retrieved: `2026-03-17T12:05:31.076385+00:00` PDF application/pdf 252.6 KB sha256: `4cb13ef8d6cb` download url
Guidelines on Fit and Proper Criteria [FSG-G01] (289.9 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Guidelines	2025-05-30T16:57:04+00:00	page	`/-/media/mas-media-library/regulation/guidelines/cmg/guidelines-on-fit-and-proper-criteria/fsgg01-guidelines-on-fit-and-proper-criteria-revised-30-may-2025.pdf`	success download retrieved: `2026-03-17T12:05:30.610168+00:00` PDF application/pdf 289.9 KB sha256: `f66413a8b1de` download url
Guidelines on Fit and Proper Criteria [FSG-G01] - 1-july-2021-fsgg01-guidelines-on-fit-and-proper-criteria.pdf	Entity type Financial Adviser/Licensed Financial Adviser Content type Guidelines	2025-05-30T16:57:04+00:00	page	`/-/media/mas/regulations-and-financial-stability/regulations-guidance-and-licensing/financial-advisers/guidelines/1-july-2021-fsgg01-guidelines-on-fit-and-proper-criteria.pdf`	success download retrieved: `2026-03-17T12:05:30.841856+00:00` PDF application/pdf 355.1 KB sha256: `bf4bed07a35c` download url
Previous version last revised on 17 January 2012 (175.3 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Guidelines	2025-05-30T16:57:04+00:00	page	`/-/media/mas/resource/legislation_guidelines/insurance/guidelines/17-jan-2012_fsg_g01-guidelines-on-fit-and-proper-criteria.pdf`	success download retrieved: `2026-03-17T12:05:32.125906+00:00` PDF application/pdf 175.3 KB sha256: `1b349731b5b9` download url
Previous version last revised on 26 November 2010 (150 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Guidelines	2025-05-30T16:57:04+00:00	page	`/-/media/mas/resource/legislation_guidelines/insurance/guidelines/26-nov-2010_fsg-g01-guidelines-on-fit-and-proper-criteria.pdf`	success download retrieved: `2026-03-17T12:05:32.340146+00:00` PDF application/pdf 150.0 KB sha256: `61885f7b9a71` download url
Previous version last revised on 03 September 2015 (201 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Guidelines	2025-05-30T16:57:04+00:00	page	`/-/media/mas/resource/legislation_guidelines/insurance/guidelines/3-sep-2015_fsg_g01-guidelines-on-fit-and-proper-criteria.pdf`	success download retrieved: `2026-03-17T12:05:31.914810+00:00` PDF application/pdf 201.0 KB sha256: `5fc09711cdfa` download url
Previous version last revised on 28 January 2020 (553.2 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Guidelines	2025-05-30T16:57:04+00:00	page	`/-/media/mas/resource/legislation_guidelines/insurance/guidelines/fsg-g01-guidelines-on-fit-and-proper-criteria.pdf`	success download retrieved: `2026-03-17T12:05:31.321546+00:00` PDF application/pdf 553.2 KB sha256: `8ddd84be2617` download url
Previous version last revised on 08 October 2018 (482.5 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Guidelines	2025-05-30T16:57:04+00:00	page	`/-/media/mas/resource/legislation_guidelines/insurance/guidelines/guidelines-on-fit-and-proper-criteria-october-2018-guideline-no-fsgg01.pdf`	success download retrieved: `2026-03-17T12:05:31.672750+00:00` PDF application/pdf 482.5 KB sha256: `df81b7576656` download url
Information Paper on Strengthening Advisory and Sales Processes for Long-Term Accident and Health Policies (356 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Monographs/Information Papers	2025-04-01T16:00:00+00:00	page	`/-/media/mas/publications/information-papers/information-paper-on-strengthening-advisory-and-sales-processes-for-lt-ah-policies.pdf`	success download retrieved: `2026-03-17T12:05:32.572266+00:00` PDF application/pdf 356.0 KB sha256: `3afe3677af92` download url
Guidelines on Outsourcing (Financial Institutions other than Banks) (466.2 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Guidelines	2025-01-24T00:00:00+00:00	page	`/-/media/mas-media-library/regulation/guidelines/bd/guidelines-on-outsourcing/guidelines-on-outsourcing--financial-institutions-other-than-banks-updated.pdf`	success download retrieved: `2026-03-17T12:05:33.011592+00:00` PDF application/pdf 466.2 KB sha256: `639e8456baf1` download url
Outsourcing Register Template (Version 1) (34.3 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Guidelines	2025-01-24T00:00:00+00:00	page	`/-/media/mas-media-library/regulation/guidelines/bd/guidelines-on-outsourcing/outsourcing-register-v1.xlsx`	success download retrieved: `2026-03-17T12:05:33.247754+00:00` XLSX application/vnd.openxmlformats-officedocument.spreadsheetml.sheet 34.3 KB sha256: `d8493c6ff8cf` download url
Guidelines on Risk Management Practices - Internal Controls (July 2014) (416 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Guidelines	2024-07-10T00:00:00+00:00	page	`/-/media/mas-media-library/regulation/guidelines/bd/guidelines-on-risk-management-practices--internal-controls/guidelines-on-risk-management-practices--internal-control-jul-2014.pdf`	success download retrieved: `2026-03-17T12:05:33.677773+00:00` PDF application/pdf 416.0 KB sha256: `d61cc8291c9d` download url
Guidelines on Risk Management Practices – Internal Controls (502.1 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Guidelines	2024-07-10T00:00:00+00:00	page	`/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/risk-management/guidelines-on-risk-management-practices--internal-controls-july-2024.pdf`	success download retrieved: `2026-03-17T12:05:33.459167+00:00` PDF application/pdf 502.1 KB sha256: `8ede11a6fad5` download url
Guidelines on Fair Dealing - Board and Senior Management Responsibilities for Delivering Fair Dealing Outcomes to Customers [FSG-G04] (598.5 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Guidelines	2024-05-30T00:00:00+00:00	page	`/-/media/mas-media-library/fair-dealing-guidelines-30-may-2024.pdf`	success download retrieved: `2026-03-17T12:05:33.940941+00:00` PDF application/pdf 598.5 KB sha256: `ecae018a1c6c` download url
Infographic - Fair Dealing Guidelines (242.9 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Guidelines	2024-05-30T00:00:00+00:00	page	`/-/media/mas-media-library/infographic---fair-dealing-guidelines.pdf`	success download retrieved: `2026-03-17T12:05:34.162870+00:00` PDF application/pdf 242.9 KB sha256: `0427ac1312f0` download url
Annexes to Response to Second Consultation Paper on BCM Guidelines (370.5 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Guidelines	2022-06-06T00:00:00+00:00	page	`/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/risk-management/bcm-guidelines/annexes-to-response-to-second-consultation-paper-on-bcm-guidelines.pdf`	Missing (never attempted)
Guidelines on Business Continuity Management (387.1 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Guidelines	2022-06-06T00:00:00+00:00	page	`/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/risk-management/bcm-guidelines/guidelines-on-bcm-june-2022.pdf`	success download retrieved: `2026-03-17T12:18:43.150428+00:00` PDF application/pdf 387.1 KB sha256: `2e08dcf4fd8f` download url
Response to Feedback Received on Second Consultation Paper on Business Continuity Management (321.2 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Guidelines	2022-06-06T00:00:00+00:00	page	`/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/risk-management/bcm-guidelines/response-to-feedback-received_bcmg-second-consultation-paper-2.pdf`	success download retrieved: `2026-03-17T13:22:57.925819+00:00` PDF application/pdf 321.2 KB sha256: `7e2d22345f5e` download url
ID 03/22 Publication of Best Practice Papers by the Insurance Culture and Conduct Steering Committee (ICCSC) (116.1 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Circulars	2022-03-22T13:49:45+00:00	page	`/-/media/mas-media-library/regulation/circulars/id/id03_22/id03_22.pdf`	Missing (never attempted)
AMLD 01/2022: Circular on Non-Face-to-Face Customer Due Diligence Measures (186.7 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Circulars	2022-02-08T00:00:00+00:00	page	`/-/media/mas-media-library/regulation/circulars/amld/circular---non-face-to-face-customer-due-diligence-measures-1.pdf`	Missing (never attempted)
MAS 120 (Amendment) 2022 (676.6 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Notices	2021-09-28T12:39:00+00:00	page	`/-/media/mas-media-library/regulation/notices/id/notice-120/310522-mas-120-amdt-note-tracked-v3.pdf`	Missing (never attempted)
Notice 120 Disclosure and Advisory Process Requirements For Accident and Health Insurance Products (358.8 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Notices	2021-09-28T12:39:00+00:00	page	`/-/media/mas-media-library/regulation/notices/id/notice-120/310522-mas-120_revised-may-2022.pdf`	Missing (never attempted)
MAS 120 (Amendment) 2021 (364.6 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Notices	2021-09-28T12:39:00+00:00	page	`/-/media/mas-media-library/regulation/notices/id/notice-120/amendment-note-to-mas-120-revised-28-sep-2021.pdf`	Missing (never attempted)
Notice 120 (Amendment) 2020 (611.6 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Notices	2021-09-28T12:39:00+00:00	page	`/-/media/mas/regulations-and-financial-stability/regulations-guidance-and-licensing/insurance/regulations-guidance-and-licensing/notices/notices-to-all-insurers/amendment-note-to-mas-120-13-apr-2020-tracked.pdf`	Missing (never attempted)
Notice 120 (Amendment No. 2) 2020 (350.3 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Notices	2021-09-28T12:39:00+00:00	page	`/-/media/mas/regulations-and-financial-stability/regulations-guidance-and-licensing/insurance/regulations-guidance-and-licensing/notices/notices-to-all-insurers/amendment-note-to-mas-120-sep-2020.pdf`	Missing (never attempted)
Notice 120 (Amendment) 2015 (334.1 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Notices	2021-09-28T12:39:00+00:00	page	`/-/media/mas/resource/legislation_guidelines/insurance/notices/mas-120-amendment-2015.pdf`	Missing (never attempted)
Notice 120 (33.7 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Notices	2021-09-28T12:39:00+00:00	page	`/-/media/mas/resource/legislation_guidelines/insurance/notices/mas-120_30-jan-2004.pdf`	Missing (never attempted)
Guidelines on Risk Management Practices – Board and Senior Management (909.6 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Guidelines	2021-06-28T00:00:00+00:00	page	`/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/risk-management/board-and-senior-mgmt_01-jul-2021.pdf`	Missing (never attempted)
Annexes to Response to Public Feedback for Consultation Paper - TRM Guidelines (1.61 MB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Guidelines	2021-01-18T08:00:00+00:00	page	`/-/media/mas/news-and-publications/consultation-papers/annexes-to-response-to-consultation-paper_trm-guidelines-2021.pdf`	Missing (never attempted)
Response to Public Feedback for Consultation Paper - TRM Guidelines (728.4 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Guidelines	2021-01-18T08:00:00+00:00	page	`/-/media/mas/news-and-publications/consultation-papers/response-to-consultation-paper_trm-guidelines-2021.pdf`	Missing (never attempted)
Response to Public Feedback for Consultation Paper – Notice on TRM (481.8 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Guidelines	2021-01-18T08:00:00+00:00	page	`/-/media/mas/news-and-publications/consultation-papers/response-to-consultation-paper_trm-notice.pdf`	Missing (never attempted)
Guidelines on Risk Management Practices – Technology Risk (578.7 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Guidelines	2021-01-18T08:00:00+00:00	page	`/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/risk-management/trm-guidelines-18-january-2021.pdf`	Missing (never attempted)
Guidelines on Individual Accountability and Conduct (325.8 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Guidelines	2020-09-10T09:00:00+00:00	page	`/-/media/mas/mpi/guidelines/guidelines-on-individual-accountability-and-conduct.pdf`	Missing (never attempted)
Infographic on Guidelines on Individual Accountability and Conduct (261.8 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Guidelines	2020-09-10T09:00:00+00:00	page	`/-/media/mas/mpi/guidelines/infographic-on-guidelines-on-individual-accountability-and-conduct.pdf`	Missing (never attempted)
Frequently Asked Questions (FAQs) on Relief Measures Relating to Covid-19 Situation – General Insurance and Health examinations and Continuing Professional Development requirements (487.8 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type FAQs	2020-04-16T17:55:00+00:00	page	`/-/media/mas/regulations-and-financial-stability/regulations-guidance-and-licensing/financial-advisers/faq/faq---temporary-exemption-for-gi-examinations-and-cpd-april-2020.pdf`	Missing (never attempted)
MAS Notice 117 (Amendment) 2015 (201.8 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Notices	2020-04-16T15:27:00+00:00	page	`/-/media/mas/notices/pdf/mas-117-amendment-issued-28-dec-2015.pdf`	Missing (never attempted)
Notice 117 Training and Competency Requirement: Health Insurance - mas-117_26-jan-2004.pdf	Entity type Financial Adviser/Licensed Financial Adviser Content type Notices	2020-04-16T15:27:00+00:00	page	`/-/media/mas/notices/pdf/mas-117_26-jan-2004.pdf`	Missing (never attempted)
MAS Notice 117 (Amendment) 2020 (375.2 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Notices	2020-04-16T15:27:00+00:00	page	`/-/media/mas/regulations-and-financial-stability/regulations-guidance-and-licensing/insurance/regulations-guidance-and-licensing/notices/notices-to-all-insurers/mas-notice-117-amendment-2020.pdf`	Missing (never attempted)
Notice 117 Training and Competency Requirement: Health Insurance (368.3 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Notices	2020-04-16T15:27:00+00:00	page	`/-/media/mas/regulations-and-financial-stability/regulations-guidance-and-licensing/insurance/regulations-guidance-and-licensing/notices/notices-to-all-insurers/mas-notice-117-training-and-competency-requirement---health-insurance.pdf`	Missing (never attempted)
MAS Notice 117 (Amendment) 2010 (49.2 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Notices	2020-04-16T15:27:00+00:00	page	`/-/media/mas/resource/legislation_guidelines/insurance/notices/mas-117-amendment-2010_11-aug-2010.pdf`	Missing (never attempted)
MAS Notice 117 (Amendment) 2010 (20.2 KB)	Entity type Financial Adviser/Licensed Financial Adviser Content type Notices	2020-04-16T15:27:00+00:00	page	`/-/media/mas/resource/legislation_guidelines/insurance/notices/mas-117-amendment-2010_26-nov-2010.pdf`	Missing (never attempted)
Effective Practices to Detect and Mitigate the Risk from Misuse of Legal Persons (2.41 MB)	Entity type Financial Adviser/Exempt Financial Adviser Content type Guidance	2019-06-25T12:10:27+00:00	page	`/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/anti_money-laundering_countering-the-financing-of-terrorism/effective-practices-to-detect-and-mitigate-the-risk-from-misuse-of-legal-persons-june-2019.pdf`	Missing (never attempted)
Guidance to Capital Markets Intermediaries on Enhancing AML/CFT Frameworks and Controls (1.4 MB)	Entity type Financial Adviser/Exempt Financial Adviser Content type Guidance	2019-01-04T15:25:00+00:00	page	`/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/anti_money-laundering_countering-the-financing-of-terrorism/guidance-to-capital-markets-intermediaries-on-enhancing-amlcft-frameworks-and-controls.pdf`	Missing (never attempted)
Infographic (243.6 KB)	Entity type Financial Adviser/Exempt Financial Adviser Content type Guidance	2019-01-04T15:25:00+00:00	page	`/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/anti_money-laundering_countering-the-financing-of-terrorism/infographic.pdf`	Missing (never attempted)
Industry Perspectives - Adopting Data Analytics Methods for AML/CFT (1.12 MB)	Entity type Financial Adviser/Exempt Financial Adviser Serving up to 30 Accredited Investors Content type External Publications	2018-11-12T08:13:00+00:00	page	`/-/media/mas/regulations-and-financial-stability/industry-perspectives--adopting-data-analytics-methods-for-amlcft.pdf`	Missing (never attempted)
Guidelines on Outsourcing [Cancelled] (626.2 KB)	Entity type Financial Adviser/Exempt Financial Adviser Serving up to 30 Accredited Investors Content type Guidelines	2018-10-05T00:00:00+00:00	page	`/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/risk-management/outsourcing-guidelines_jul-2016-revised-on-5-oct-2018.pdf`	Missing (never attempted)
Previous version dated 27 July 2016 (236 KB)	Entity type Financial Adviser/Exempt Financial Adviser Serving up to 30 Accredited Investors Content type Guidelines	2018-10-05T00:00:00+00:00	page	`/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/risk-management/outsourcing-guidelines_jul-2016.pdf`	Missing (never attempted)
Previous version dated October 2004 (last revised on 01 July 2005) (80.2 KB)	Entity type Financial Adviser/Exempt Financial Adviser Serving up to 30 Accredited Investors Content type Guidelines	2018-10-05T00:00:00+00:00	page	`/-/media/mas/resource/legislation_guidelines/risk_mgt/outsourcing-guidelines.pdf`	Missing (never attempted)
Guidance for Effective AML/CFT Transaction Monitoring Controls (1.35 MB)	Entity type Financial Adviser/Exempt Financial Adviser Serving up to 30 Accredited Investors Content type Guidance	2018-09-24T16:03:00+00:00	page	`/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/anti_money-laundering_countering-the-financing-of-terrorism/guidance-for-effective-aml-cft-transaction-monitoring-controls.pdf`	Missing (never attempted)
Infographic on Effective AML/CFT Transaction Monitoring Controls (261.4 KB)	Entity type Financial Adviser/Exempt Financial Adviser Serving up to 30 Accredited Investors Content type Guidance	2018-09-24T16:03:00+00:00	page	`/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/anti_money-laundering_countering-the-financing-of-terrorism/infographic-on-effective-amlcft-transaction-monitoring-controls.pdf`	Missing (never attempted)
AMLD 01/2018: Use of MyInfo and CDD Measures for Non Face-to-Face Business Relations (289 KB)	Entity type Financial Adviser/Exempt Financial Adviser Serving up to 30 Accredited Investors Content type Circulars	2018-01-08T20:00:00+00:00	page	`/-/media/mas/regulations-and-financial-stability/regulatory-and-supervisory-framework/anti_money-laundering_countering-the-financing-of-terrorism/circular-on-myinfo-and-cdd-on-nftf-business-relations.pdf`	Missing (never attempted)
Guidelines on Standards of Conduct for Marketing and Distribution Activities by Financial Institutions [FSG-G02] (222.8 KB)	Entity type Financial Adviser/Exempt Financial Adviser Content type Guidelines	2016-12-23T08:00:00+00:00	page	`/-/media/mas/regulations-and-financial-stability/regulations-guidance-and-licensing/securities-futures-and-fund-management/regulations-guidance-and-licensing/guidelines/guidelines-on-standards-of-conduct-for-marketing-and-distribution-activities.pdf`	Missing (never attempted)
SRD TR 02/2013: MAS Circular (Cancellation) 2013 (48.7 KB)	Entity type Financial Adviser/Exempt Financial Adviser Serving up to 30 Accredited Investors Content type Circulars	2013-08-21T20:00:00+00:00	page	`/-/media/mas/resource/legislation_guidelines/trust_companies/circulars/srd-tr-02-2013-mas-circular-cancellation-2013.pdf`	Missing (never attempted)
Guidelines On Safeguarding Financial System Integrity Against Risks Emanating From Iran (11th May) (173.7 KB)	Entity type Financial Adviser/Exempt Financial Adviser Serving up to 30 Accredited Investors Content type Guidelines	2012-05-11T10:12:00+00:00	page	`/-/media/mas/resource/legislation_guidelines/aml/guidelines-on-safeguarding-financial-system-integrity-against-risks-emanating-from-iran-11th-may.pdf`	Missing (never attempted)

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