SFC Circulars (eDistribution)

HK.SFC.circulars

來源路徑: HK / SFC / circulars

同監管機構其它來源: codes guidelines

Upstream

最近一次同步 success dl:1 fail:0 skip:0 disc:40 mp:2 ps:20 n:1

開始: 2026-04-07T07:34:54.080561+00:00 · 結束: 2026-04-07T07:34:56.513971+00:00

文件數: 20 已下載(成功): 11 缺漏: 9

這頁面列出的是「已發現的 documents metadata」；只有跑過 `sync --download` 的文件才會出現 artifact 與下載連結。

Quick actions（常用操作）

會建立 run 並跳轉到 run detail（可即時看進度）。建議先小量驗證，再逐步放大到 1000+。

在前端觸發同步（後台會跑）

Presets（建議流程）

建議先用 10-sample 快速驗證（解析/下載/驗證），再拉到 200/1000+；大批量下載請勾選確認。

CLI（下載更多文件）

cd /srv/reg-download

PYTHONPATH=app ./.venv/bin/python -m reg_download sync --source HK.SFC.circulars --max-pages 1

PYTHONPATH=app ./.venv/bin/python -m reg_download sync --source HK.SFC.circulars --max-pages 10 --limit 200 --download --only-missing

提示：先用小的 `--max-pages`/`--limit` 驗證 connector 解析正確，再逐步放大到 1000+（避免一次打爆 upstream / 也更容易定位錯誤）。

Runs history（同步歷史）

Run ID	狀態	開始	結束	參數	統計	錯誤	操作
`235`	success	2026-04-07T07:34:54.080561+00:00	2026-04-07T07:34:56.513971+00:00	`mp:2 ps:20 n:1`	`dl:1 fail:0 skip:0 disc:40`	—	—
`199`	success	2026-03-29T07:22:21.920395+00:00	2026-03-29T07:22:24.268959+00:00	`mp:2 ps:20 n:1`	`dl:1 fail:0 skip:0 disc:40`	—	—
`155`	success	2026-03-18T08:23:53.966608+00:00	2026-03-18T08:23:55.609076+00:00	`mp:1 ps:20 n:1`	`dl:1 fail:0 skip:0 disc:20`	—	—
`147`	success	2026-03-18T07:40:44.688076+00:00	2026-03-18T07:40:46.407509+00:00	`mp:1 ps:20 lim:1 dl:1 miss:0 force:1`	`dl:1 fail:0 skip:0 disc:20`	—	—
`31`	success	2026-03-11T06:33:27.763498+00:00	2026-03-11T06:33:32.763103+00:00		`dl:9 fail:0 skip:1 disc:40`	—	—
`24`	success	2026-03-11T06:17:32.599407+00:00	2026-03-11T06:17:34.547880+00:00		`dl:1 fail:0 disc:20`	—	—
`22`	success	2026-03-11T06:06:20.775802+00:00	2026-03-11T06:06:22.400652+00:00		`dl:1 fail:0 disc:20`	—	—
`16`	success	2026-03-11T06:06:07.710524+00:00	2026-03-11T06:06:08.634433+00:00		`dl:0 fail:0 disc:20`	—	—
`9`	success	2026-03-11T05:27:18.247400+00:00	2026-03-11T05:27:19.945129+00:00		`dl:1 fail:0 disc:20`	—	—
`8`	success	2026-03-11T05:25:46.009406+00:00	2026-03-11T05:25:47.806152+00:00		`dl:1 fail:0 disc:20`	—	—
`7`	success	2026-03-11T05:25:44.663669+00:00	2026-03-11T05:25:45.741114+00:00		`dl:0 fail:0 disc:20`	—	—

顯示 1-20 (limit=200, offset=0)

Documents

Title	Classification	Published	Upstream	External ID	Last Artifact
Circular to Licensed Corporations - Documentation Updates for OTC Derivatives Trade Reporting	—	2026-03-16T00:00:00+00:00	page	`26EC14`	success download retrieved: `2026-03-18T07:40:45.591114+00:00` PDF application/pdf 93.9 KB sha256: `a0166933b5e2` download url
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism (1) FATF Statement on High-Risk Jurisdictions subject to a Call for Action (2) FATF Statement on Jurisdictions under Increased Monitoring (3) Outcomes from the FATF Plenary, 11-13 February 2026	—	2026-03-13T00:00:00+00:00	page	`26EC13`	未下載（從未嘗試）
Joint Circular on the Expansion of Generative Artificial Intelligence Sandbox	—	2026-03-05T00:00:00+00:00	page	`26EC11`	success download retrieved: `2026-03-11T06:17:33.736977+00:00` PDF application/pdf 172.4 KB sha256: `f7122f231298` download url
Circular to intermediaries HKEX market rehearsals for its backbone network upgrade for securities market systems	—	2026-02-26T00:00:00+00:00	page	`26EC9`	success download retrieved: `2026-03-11T06:33:29.056754+00:00` PDF application/pdf 225.6 KB sha256: `11eb18134c64` download url
Circular on licensed corporations providing virtual asset dealing services (1) to offer financing for virtual asset dealing and access to shared order book, and (2) to safeguard client virtual assets relating to withdrawals	—	2026-02-11T00:00:00+00:00	page	`26EC5`	success download retrieved: `2026-03-11T06:33:29.915140+00:00` PDF application/pdf 267.0 KB sha256: `e46382843b38` download url
Circular on permitting virtual asset trading platform operators to accept affiliated market makers	—	2026-02-11T00:00:00+00:00	page	`26EC6`	success download retrieved: `2026-03-11T06:33:30.452827+00:00` PDF application/pdf 251.8 KB sha256: `793122bdeb88` download url
Circular to Licensed Corporations Engaged in Asset and Wealth Management Activities - Asset and Wealth Management Activities Survey 2025	—	2026-02-11T00:00:00+00:00	page	`26EC7`	success download retrieved: `2026-03-11T06:33:30.766485+00:00` PDF application/pdf 228.4 KB sha256: `6ea1950c8cf1` download url
Circular to licensed corporations carrying out sponsor work	—	2026-01-30T00:00:00+00:00	page	`26EC4`	success download retrieved: `2026-03-11T06:33:31.070034+00:00` PDF application/pdf 256.7 KB sha256: `0915a5308ccd` download url
Circular to licensed corporations Reminder of statutory obligations during SFC inspections to comply with section 180 of the Securities and Futures Ordinance (SFO)	—	2026-01-29T00:00:00+00:00	page	`26EC3`	success download retrieved: `2026-03-11T06:33:31.595819+00:00` PDF application/pdf 108.9 KB sha256: `6bc39dc4b12a` download url
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism Transition to the new suspicious transaction reporting platform	—	2026-01-26T00:00:00+00:00	page	`26EC2`	success download retrieved: `2026-03-11T06:33:31.879684+00:00` PDF application/pdf 116.6 KB sha256: `65b55572b857` download url
Circular to Licensed Corporations Broker Forum	—	2026-01-09T00:00:00+00:00	page	`26EC1`	success download retrieved: `2026-03-11T06:33:32.165082+00:00` PDF application/pdf 227.6 KB sha256: `f732d4a81583` download url
Circular to licensed corporations - Exemption for non-centrally cleared equity options from margin requirements	—	2025-12-22T00:00:00+00:00	page	`25EC71`	success download retrieved: `2026-03-11T06:33:32.458494+00:00` PDF application/pdf 237.5 KB sha256: `b07263898e78` download url
Circular in relation to the clearing and record keeping rules for the OTC derivatives regime – changes to the list of persons designated as financial services providers	—	2025-12-12T00:00:00+00:00	page	`25EC70`	未下載（從未嘗試）
Circular to intermediaries SFC and HKMA joint product survey 2025	—	2025-12-05T00:00:00+00:00	page	`25EC68`	未下載（從未嘗試）
Circular to management companies of SFC-authorised unit trusts and mutual funds - Updated streamlined measures on post-authorisation matters for SFC-authorised UCITS funds	—	2025-11-28T00:00:00+00:00	page	`25EC66`	未下載（從未嘗試）
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism Webinar Materials	—	2025-11-27T00:00:00+00:00	page	`25EC67`	未下載（從未嘗試）
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism Detection and prevention of potential layering activities in money laundering	—	2025-11-17T00:00:00+00:00	page	`25EC62`	未下載（從未嘗試）
Circular to licensed corporations Implementation Arrangements for Cross-Boundary Wealth Management Connect Pilot Scheme	—	2025-11-13T00:00:00+00:00	page	`25EC60`	未下載（從未嘗試）
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism (1) FATF Statement on High-Risk Jurisdictions subject to a Call for Action (2) FATF Statement on Jurisdictions under Increased Monitoring (3) Outcomes from the FATF Plenary, 22-24 October 2025	—	2025-11-12T00:00:00+00:00	page	`25EC61`	未下載（從未嘗試）
Circular to licensed corporations ─ SFC consultation on the Chinese version of the draft financial resources rule amendments	—	2025-11-07T00:00:00+00:00	page	`25EC58`	未下載（從未嘗試）

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