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SFC Guidelines

HK.SFC.guidelines

Upstream

documents: 12 downloaded(success): 12 missing: 0

這頁面列出的是「已發現的 documents metadata」；只有跑過 `sync --download` 的文件才會出現 artifact 與下載連結。

在前端觸發同步（後台會跑）
建議：先用小的 max-pages + 小的 limit（下載嘗試量）驗證解析與下載都正確，再逐步拉到 1000+；公開站點請避免一次打太大。
CLI（下載更多文件）
cd /srv/reg-download
PYTHONPATH=app ./.venv/bin/python -m reg_download sync --source HK.SFC.guidelines --max-pages 1
PYTHONPATH=app ./.venv/bin/python -m reg_download sync --source HK.SFC.guidelines --max-pages 10 --limit 200 --download --only-missing
提示：先用小的 --max-pages/--limit 驗證 connector 解析正確，再逐步放大到 1000+（避免一次打爆 upstream / 自己也更容易定位錯誤）。
showing 1-12 (limit=200, offset=0)

Documents

Title Published Upstream External ID Last Artifact
Guidance Note on Position Limits and Large Open Position Reporting Requirements 2025-07-02T00:00:00+00:00 page CE97494D7053441EA5022D38372B08D4 success download
retrieved: 2026-03-11T07:00:43.077116+00:00
pdf application/pdf 531086 bytes
sha256: ce402db4153b
download url
Guidance Note on Short Selling Reporting and Stock Lending Record Keeping Requirements 2023-06-06T00:00:00+00:00 page 10B4034309FD4828AC012FC1DFB1A460 success download
retrieved: 2026-03-11T07:00:43.491486+00:00
pdf application/pdf 485060 bytes
sha256: 4e30eb3a6a67
download url
Guidance Note on Cooperation with the SFC 2023-06-01T00:00:00+00:00 page B0F61D760AED4C34B3E895CD06C0CB2C success download
retrieved: 2026-03-11T07:00:42.457714+00:00
pdf application/pdf 589292 bytes
sha256: 0207bd21c8de
download url
Fit and Proper Guidelines 2022-01-01T00:00:00+00:00 page 56F165F53E8E46BE82DC015EDCF41197 success download
retrieved: 2026-03-11T07:00:41.857524+00:00
pdf application/pdf 365602 bytes
sha256: 2524380ce015
download url
Statement on the liability of valuers for disclosure of false or misleading information 2017-05-15T00:00:00+00:00 page 21DAD508B018498DA6C674795BEFA0DF success download
retrieved: 2026-03-11T07:00:42.871450+00:00
pdf application/pdf 93754 bytes
sha256: bbc1d2a53e3d
download url
Guidance note on directors’ duties in the context of valuations in corporate transactions 2017-05-15T00:00:00+00:00 page 73AE4C74B388450A9E5CF9C93E825540 success download
retrieved: 2026-03-11T07:00:42.664515+00:00
pdf application/pdf 239473 bytes
sha256: fcd30b0385c9
download url
Guidance Note for Persons Advertising or Offering Collective Investment Schemes on the Internet 2013-04-01T00:00:00+00:00 page ACF8549BC7D34ECFA42055F3F0F90995 success download
retrieved: 2026-03-11T07:00:42.249960+00:00
pdf application/pdf 277225 bytes
sha256: 6af5e4dfb3ac
download url
Advertising Guidelines Applicable to Collective Investment Schemes Authorized under the Product Codes 2013-04-01T00:00:00+00:00 page DD514C18019549CE98C9C7B838BEF455 success download
retrieved: 2026-03-11T06:17:39.490058+00:00
pdf application/pdf 318575 bytes
sha256: 9f2be340e9e0
download url
Guidance Note on Short Position Reporting 2012-06-18T00:00:00+00:00 page C5545651928343889C57936108C56C18 success download
retrieved: 2026-03-11T07:00:43.285818+00:00
pdf application/pdf 59248 bytes
sha256: abfc6eed2f21
download url
Client Identity Rule Policy 2003-04-01T00:00:00+00:00 page 3E597E79505A4BCABA642A205D37CE24 success download
retrieved: 2026-03-11T07:00:41.243556+00:00
pdf application/pdf 128414 bytes
sha256: 88f9b059b1c0
download url
Debt Collection Guidelines for Licensed Corporations 2003-04-01T00:00:00+00:00 page 6F413A018A484C60A6366EDE8CD97660 success download
retrieved: 2026-03-11T07:00:41.654857+00:00
pdf application/pdf 53738 bytes
sha256: e85358768c43
download url
Core Operational and Financial Risk Management Controls for Over-the-Counter Derivatives Activities of Persons Licensed by or Registered with the Securities and Futures Commission 2003-04-01T00:00:00+00:00 page EC8A247EFAD140F5BD9716BC9C36DE72 success download
retrieved: 2026-03-11T07:00:41.450924+00:00
pdf application/pdf 161446 bytes
sha256: 9e3d85bebce4
download url